by Zachary Spicer
It’s natural to conceptualize policymaking taking on roughly similar dimensions across governments. For instance, those considered policymakers in New Brunswick would take on the same principles, design techniques, pressures and recognize a roughly similar policy cycle as those in Alberta or British Columbia. For those policy professionals honing their craft in one of Canada’s 3,573 municipalities, policymaking looks somewhat different. By exploring an understudied and under considered policy space, we may stand to learn more about the practice of policy professionals in Canada and where gaps and pressures exist for the craft of policymaking in this country.
While municipalities deliver critical services to Canadians in communities both big and small, they do so under tremendous resource, capacity and legislative constraint. This can make life as a policy professional in local government feel more like policy-taking than policymaking, meaning that this policy world may feel more reactive than proactive. Local policy work is often oriented towards reacting to decisions made elsewhere rather than crafting solutions that are designed to fit the local community. This can create the feeling that local policy professionals are not fully in control of the policy space they were hired to lead.
To explore the unique policymaking environment in Canadian municipalities we convened a small group of policymakers from across the local government sector, including those working in municipalities, those recently retired from senior leadership roles in municipalities, those representing municipal associations and those working with the Province of Ontario.
The conversation covered a lot of territory – some of which is well known to those working in the municipal sector, including a lack of capacity, sparse resources, recruitment and retention challenges and a disruptive legislative environment. What emerged, as well, was a unique profile of a municipal policy professional, one that may not be always recognizable to the broader policy community in Canada. Careful consideration of the role of local policy professionals may help us better define and support policy professionals at all orders of government.
Who are the Local Policymakers?
A theme that emerged and re-emerged throughout the session is what a local “policymaker” looks like. A simple scan of a staff directory in any municipality reveals that few job titles contain the word “policy”. A similar review of federal, provincial or territorial directories would find hundreds of positions containing this word in some form – policy advisors, policy analysts, directors of policy, and so on. Who is responsible for policy in these governments? One would assume any of the people with “policy” in their job title. Many of these positions are entry points into these policy worlds. A policy advisor in the Province of Ontario may not be solely responsible for policy development for a particular ministry, but the title certainly gives us a sense of what they do. They do policy. However broadly defined, they do policy.
You would struggle to find similar job titles municipally – especially in small and mid-sized municipalities. In fact, even in Toronto - our largest municipality in Canada – you would not see the title “policy advisor” or “policy analyst” emerge with similar regularity as the provincial or federal government. “Management Consultant” (or some similar variety) would be the term you’d most likely encounter. Does this mean one would similarly struggle to find policy development? Not necessarily. In fact, most people working within a municipality are “doing policy”, even if they are a land use planner, a water engineer or a by-law officer. They may not even consider themselves a policy professional. Responsibility for policy development is spread widely in municipal organizations, even if fulfilled by those in more technical roles.
A Very Different Policy Environment
A theme we returned to throughout the session is the unique policy environment in which municipal policymakers find themselves. This is a level of government with close connection to people, meaning that many municipalities have community engagement baked into the policy cycle, often at a great resource and time expense. It is a policy environment with frequent legislative constraints from provincial governments who regularly set and then reset the range of policy action available to municipalities. This is also a policy environment with few revenue tools and a budget that is largely filled with services demanded by provincial legislation. To a degree, its internalized that municipalities do not have autonomy or agency in certain policy spaces, meaning that policy creativity can be stifled. This scenario creates a limited range of policy thinking available in each department or position. It’s easy to not consider ourselves being in policy roles if our range of movement is so confined.
Even with constraints imposed, municipal decision-makers refine policy direction and shape the contours of how policy (even centrally conceived) is delivered locally, often through implementation and assigning local resource levels. By baby steps, opportunities for design are found and the policy agenda of municipalities advances, albeit in a much different pace and direction than those in federal, provincial or territorial governments.
If Everyone’s a Policymaker is Anyone a Policymaker?
With such unique policymaking positions and diverse policy pressures, it is natural to see local government as a very different policymaking environment. This environment calls for a much different policy professional – even one that may not have “policy” in the job title. So, how can we increase the policy capacity of local governments? Let’s begin by re-considering the municipal policy professional.
Allow for interface with technical positions: Given the services most municipalities provide to the public, local governments employ many with a technical background, such as land use or transportation planning or traffic and water engineering, and so on. These are technical domains, with regulation and accreditation through external professional bodies, which creates some siloing around these roles and a limited connection with other departments and policy spaces. Creating more opportunities for collaboration between core policy staff and those with technical responsibilities would bolster both skill sets and open up certain local policy spaces.
Disburse these roles throughout the organization, rather than being centralized in the CAOs office: Where one does find the “policy people” in local government, they tend to be concentrated in the Chief Administrative Officer or City Manager’s (the head of local civil service) office. This may give the impression that policy is a centralized process, when, in fact, the opposite in local government is true. Embed those defined policy roles throughout the organization.
Create more defined policy roles: For new policy professionals, the lack of defined policy roles in local government can make these organizations seem inhospitable (or even hostile) towards more policy inclined public servants. Additionally, without more defined policy roles, municipal and provincial governments seem to be largely without “policy peers” to create meaningful interface. Policy is a craft in local government like other organizations, so bringing that to the forefront and incorporating it into departments and job descriptions opens the door for more public facing policy work or at least provides license to “do policy” in local governments.
In reconsidering the role of policy professionals in local government, perhaps we can also accept an invitation to do the same more broadly.
Does everyone with “policy” in their title at the provincial, territorial and federal level really do “policy”?
Does everyone without the word not do policy?
It may be time to reconsider the role of the policy professional in Canada, asking pertinent questions about who “does policy”, where one “ does policy” and whether having boundaries (like job titles) around policy work serves governments and Canadians?
As we see in local government, those holding technical positions are also “doing policy”. As we also see, the stages where policy work is done is not always the front of the policy cycle. Implementation and resourcing also provide ample opportunity for input and design.
While the local policy environment may seem constrained at first look, it provides us an opportunity to search more widely and thoughtfully about where “policy” is taking place.
Zack Spicer is Head of New College & Associate Professor, School of Public Policy and Administration, York University.
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